SEC Announces Advisory Committee Meeting To Discuss MicroCap Issues

Ian Cassel Blog Leave a Comment


The Securities and Exchange Commission this week announced that its Advisory Committee on Small and Emerging Companies (sub-$250m market cap) will hold its next meeting in San Francisco on September 7 to discuss market structure and disclosure rules among other issues affecting smaller companies.

The agenda consists of presentations and discussion of market structure issues and impact on IPOs, Compliance Risks Facing Small Companies, and Disclosure Rules for Small Companies.

I thought the most interesting information were these comments that were sent into the SEC and archived [HERE] from representatives of the financial community.  Of course most of them are in favor of increasing the spreads in microcaps which we’ve talked about as dumb.

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