SUMMITJoining me on this radio program are Adam Epstein, author of The Perfect Corporate Board, and Tim Keating, CEO of Keating Capital (KIPO). Both Adam and Tim are on the forefront …
SEC Announces Advisory Committee Meeting To Discuss MicroCap Issues
The Securities and Exchange Commission this week announced that its Advisory Committee on Small and Emerging Companies (sub-$250m market cap) will hold its next meeting in San Francisco on September …
Will Raising Bid-Ask Spreads Increase MicroCap Liquidity?
Reuters published an article on Friday stating that the SEC is thinking about raising trading increments for small-microcaps in hopes of increasing liquidity. They are talking about increasing the minimum …
SEC Suspends Trading in 385 Microcap Shell Companies
A few days ago the Securities and Exchange Commission (SEC) announced the largest trading suspension in agency history. The agency halted 379 companies Monday, and another 6 companies later in …